Pre-approval guide

Mortgage Pre-Approval Checklist: What Lenders Actually Ask For

A real pre-approval is not a soft-pull letter. It's a licensed loan officer running your full file — income, assets, credit, and debt — through the same automated underwriter your final loan will use. Here's the exact checklist.

Brian Mix— Licensed Loan Officer, NMLS #111175
Published July 13, 20269 min read

The 6 documents every borrower needs

These apply to every W-2 borrower, on every program (FHA, VA, Conventional, USDA). Have them scanned as PDFs before you contact a loan officer and you'll cut days off the timeline.

  • Photo ID — driver's license or passport, front and back
  • Pay stubs — most recent 30 days, all jobs
  • W-2s — last 2 years, all employers
  • Bank & asset statements — last 2 months, every account you'd use for down payment or reserves (all pages, even blank ones)
  • Tax returns — last 2 years, personal (federal only, all schedules) — required if self-employed, commissioned, or bonus-heavy
  • Credit authorization — signed disclosure so the LO can pull a tri-merge report

Situational documents (bring if any apply)

  • DD-214 & Certificate of Eligibility — VA loans
  • Gift letter — if any down payment funds are a gift; signed by donor, states funds are not a loan
  • Divorce decree & child support order — if using support as income OR paying it as a debt
  • Bankruptcy or foreclosure paperwork — full discharge docs if within the last 7 years
  • Business tax returns & YTD P&L — self-employed borrowers with 25%+ ownership
  • Rental agreements & Schedule E — if you own other property
  • Retirement / 401(k) statements — if using retirement funds for down payment or reserves

Credit score tiers by program

ProgramMinimum FICOBest pricing
FHA580 (500 w/ 10% down)680+
Conventional620740+
VANo VA minimum; lenders 580–620720+
USDA640 (automated) / 620 (manual)700+

Lenders use the middle of three FICO scores from Experian, Equifax, and TransUnion — not FICO 8 or VantageScore from Credit Karma. Expect your mortgage middle score to run 20–40 points lower than what free apps show.

DTI benchmarks lenders actually enforce

Debt-to-income ratio is your monthly debt payments (including the new mortgage) divided by gross monthly income.

  • Conventional (Fannie/Freddie): 45% standard, up to 50% with strong compensating factors (reserves, high FICO)
  • FHA: 43% baseline, up to 56.9% with automated underwriting approval
  • VA: No hard cap — uses residual income instead. 41% DTI is the flag threshold.
  • USDA: 41% back-end without waiver, 46% with GUS approval

Want to see where you stand? Read the full DTI breakdown or run the Scorecard for your exact ratio.

Down payment & reserve requirements

ProgramMin downReserves
FHA3.5%0–2 months (case-by-case)
Conventional 973%0–2 months
Conventional (standard)5%2–6 months
VA0%0 months (owner-occupied)
USDA0%0 months

"Reserves" means months of PITI (principal, interest, taxes, insurance) sitting in an account after closing. Retirement accounts count at 60–70% of vested balance.

How to get preapproved — the 5-step process

  1. Pick a licensed loan officer (verify NMLS # at nmlsconsumeraccess.org). Don't use a random online lead form.
  2. Complete Form 1003 — the Uniform Residential Loan Application. Takes 15–20 minutes online.
  3. Upload the 6-doc checklist above via the lender's secure portal.
  4. Authorize the credit pull — this is a hard inquiry. All mortgage pulls in a 45-day window count as one for FICO scoring.
  5. Get a DU/LP-backed pre-approval letter — not a "prequalification." A real pre-approval runs your file through Fannie Mae's Desktop Underwriter or Freddie Mac's Loan Product Advisor and returns an Approve/Eligible finding.
Pre-qualification ≠ Pre-approval

Prequalification is a self-reported estimate with a soft credit pull. Pre-approval is a verified, underwriter-backed commitment with a hard pull. Sellers and listing agents ignore prequalification letters in a competitive market.

What NOT to do between pre-approval and closing

  • Don't open new credit cards, auto loans, or store cards — every new tradeline re-scores your file.
  • Don't make large unexplained deposits — anything over 50% of monthly income needs a paper trail.
  • Don't change jobs (especially from W-2 to 1099 or salary to commission) without telling your LO first.
  • Don't pay off collections without asking — sometimes it re-ages the debt and drops your score.
  • Don't co-sign for anything. It counts as your debt on DTI.

How long a pre-approval lasts

Standard pre-approval letters are valid 60–90 days. After that the credit report expires (120-day max under Fannie/Freddie rules) and your LO has to re-pull. Pay stubs and bank statements older than 30 days at closing also need refreshing.

Where to go from here

Run your pre-approval math first

Free, 60 seconds, no credit pull. RED checks your DTI, credit tier, and eligible programs before you talk to a lender.

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